Category Archives: Securities Commission

BX Venture Market – An Alternative to the Over-the-Counter Markets

On May 12, 2011, the NASDAQ OMX Group, Inc. announced SEC approval of its BX Venture Market.  This new listing market will provide companies who would not otherwise qualify for a listing on AMEX, NASDAQ or NYSE with the opportunity …

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GOVERNANCE AND THE PULSE OF ENTERPRISE COMMUNICATIONS

“I’ve found that when you want to know the truth about someone that someone is probably the last person you should ask.” (Dr. Gregory House – HOUSE, Fox Network) About four years ago there was ample talk about the uses …

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Shareholders Have Their Say: Say on Pay Developments in U.S. and Canada

Recent U.S. Developments The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) calls for mandatory say-on-pay votes at all  annual meetings of U.S. issuers and certain foreign issuers that are subject to the Securities and Exchange Commission’s (SEC) …

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DIRECTOR ELECTION ISSUES – BULL’S EYE ON THE BOARD

Director elections no longer are “routine” in any sense of the word. Activist and other investors, who in years past often focused on peripheral issues such as confidential voting and  achievement of a range of societal objectives (perhaps worthy, but …

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Social Media for Public Companies: Best Practices

Social media use is proliferating at an unprecedented rate. What many people once thought was a silly fad has now become a ubiquitous part of our daily lives. It is widely reported that there are 50 million “tweets” on Twitter …

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